Privacy policy
Rev. March 2026
| FACTS | WHAT DOES COOKSONPEIRCE DO WITH YOUR PERSONAL INFORMATION? |
| Why? | Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. |
| What? | The types of personal information we collect and share depend on the product or service you have with us. This information can include:
▪ Social Security number, date of birth, telephone number and address ▪ Annual Income, Tax Bracket, Account Balances and Transaction History ▪ Net Worth, Assets, and Employment History ▪ Mobile phone number and SMS/text messaging opt-in consent status |
| How? | All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons CooksonPeirce chooses to share; and whether you can limit this sharing. |
| Reasons we can share your personal information | Does CooksonPeirce share? | Can you limit this sharing? |
| For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | YES | NO |
| For our marketing purposes— to offer our products and services to you | YES | NO |
| For joint marketing with other financial companies | NO | N/A |
| For our affiliates’ everyday business purposes— information about your transactions and experiences | N/A | N/A |
| For our affiliates’ everyday business purposes— information about your creditworthiness | N/A | N/A |
| For affiliates to market to you | N/A | N/A |
| For nonaffiliates to market to you | NO | N/A |
| For SMS/text messaging opt-in data and consent | NEVER SHARED | N/A |
| Questions? | Call 412-471-5320 or go to www.cooksonpeirce.com |
| Who we are | |
| Who is providing this notice? | Cookson, Peirce & Co., Inc. |
| What we do | |
| How does CooksonPeirce protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
CooksonPeirce limits access to your information to those employees and service providers who are involved in offering or administering the products or services to you. |
| How does CooksonPeirce collect my personal information? | We collect your personal information, for example, when you
▪ Provide your Personal Information ▪ Seek Investment Advice ▪ Complete an Application ▪ Provide your mobile phone number and opt in to receive SMS/text communications from us We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. |
| Why can’t I limit all sharing? | Federal law gives you the right to limit only
▪ sharing for affiliates’ everyday business purposes—information about your creditworthiness ▪ affiliates from using your information to market to you ▪ sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. |
| What happens when I limit sharing for an account I hold jointly with someone else? | Your choices will apply to everyone on your account—unless you tell us otherwise. |
| Definitions | |
| Affiliates | Companies related by common ownership or control. They can be financial and non-financial companies.
CooksonPeirce does not have any affiliates. |
| Nonaffiliates | Companies not related by common ownership or control. They can be financial and non-financial companies.
CooksonPeirce does not share with non-affiliates so they can market to you. |
| Joint marketing | A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
CooksonPeirce does not jointly market. |
| Other important information |
| For California Residents. In accordance with California law, we will not sell or share personal information we collect about you with non-affiliates, except as allowed by law. For example, we may share information with your consent or to service your accounts.
For SMS/Text Messaging. CooksonPeirce may communicate with clients and prospective clients via text message (SMS) for purposes such as appointment reminders, account notifications, and general firm communications. By providing your mobile phone number and opting in to receive SMS messages from CooksonPeirce, you consent to receive text communications from us. You may opt out at any time by replying STOP to any message. For help, reply HELP or contact us at info@cooksonpeirce.com or 412-471-5320. Message and data rates may apply. All of the above data sharing categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties. |
555 Grant Street, Suite 380, Pittsburgh PA 15219-4421 • T. 412 471 5320 • F. 412 471 4563
3560 W Market Street, Suite 215, Fairlawn, OH 44333-2688 • T. 330 664 9500 • F. 330 576 3448
1020 8th Avenue S, Suite 5, Naples, FL 34102-6959 • T. 239 427 4915 • F. 412 471 4563
130 S. Main Street, Suite 500, Greenville, SC 29601-4870 • T. 864 558 8885 • F. 330 576 3448
www.cooksonpeirce.com